Browsing Tag

Advisors

36 posts

Content geared toward wealth managers, consultants, and professionals supporting private investors, from compliance to portfolio strategy.

4 minute read

US Funds Entering Europe: Understanding General Solicitation Regulations

Navigate EU pre-marketing regulations: key differences, compliance tips, and strategic insights for U.S. fund managers targeting European investors under AIFMD. Ensure regulatory compliance and successful cross-border fundraising.

July 29, 2024

4 minute read

Avoiding General Solicitation: Strategies for SEC Compliance

Strategically adhering to SEC rules on general solicitation is crucial for startups and funds. Key strategies include verifying accredited investors, restricting communications, and meticulously reviewing marketing materials to avoid penalties.

July 15, 2024

4 minute read

What the SEC’s PFAR Ruling Means for Investors and Private Funds

The Fifth Circuit's decision to vacate the SEC's PFAR removes key compliance requirements, increasing flexibility for private fund advisers while introducing uncertainty for investors about future SEC regulatory actions.

July 8, 2024

3 minute read

Tax Policy Changes for 2024: Key Insights

Maximize Tax Refunds in 2024: Insights on Deductions, Contributions, and Planning Strategies. Stay Ahead with Proactive Tax Optimization for the Upcoming Deadline

April 8, 2024

5 minute read

Tax Prep 101: Organizational Strategies for Tax Day

Dive into essential organizational strategies to prepare for tax day deadline, empowering investors to navigate filings effectively.

April 1, 2024

4 minute read

Investing for Good: Abundance Capital’s Journey to Transform Communities

Explore the philanthropic revolution in private investing with Margaret Gifford, co-founder of Abundance Capital. Learn how Abundance Capital is reshaping communities, bridging gaps, and creating lasting impact.

January 24, 2024